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CROSS SECTION OF RECENTLY COMPLETED MANDATES
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| .... Equity Sales and Fixed Income ........................................................................................................ |
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Director, UK Equity Derivatives
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IM division of Investment Bank |
| ................................................................................................................................................................. |
| Director, Origination Northern Europe |
German Investment Bank |
| ................................................................................................................................................................. |
| Sales Trading Team of 8 - Large Cap UK Equities |
Brokerage Division of Quoted FS firm |
| ................................................................................................................................................................. |
| UK Equity Sales - General |
Brokerage Division of Quoted FS firm |
| ................................................................................................................................................................. |
| Director and Team of 5, Equity Derivatives |
Equity Derivatives Specialist |
| ................................................................................................................................................................. |
| Head of Trading |
Diversified Financial Investment Management |
| ................................................................................................................................................................. |
| Director, IPO and M&A |
Amsterdam Investment Bank |
| ................................................................................................................................................................. |
| Partner, Head of Smaller Institutional Sales |
UK Brokerage arm of Swiss Investment Bank |
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| .... Operations and Support .................................................................................................................... |
| European Head of Operations |
US Investment Bank |
| ................................................................................................................................................................. |
| Ops Director/Global Fixed Income Structured Prod |
Premier European Investment Bank |
| ................................................................................................................................................................. |
| Director, Derivative Operations |
Tier One Investment Bank |
| ................................................................................................................................................................. |
| Head of Derivative/Collateral Operations |
US Investment Bank |
| ................................................................................................................................................................. |
| Director, Securities Operations |
Tier One Investment Bank |
| ................................................................................................................................................................. |
| Strategic Cross Product Programme Manager |
US Investment Bank |
| ................................................................................................................................................................. |
| Global Head of Middle Office/Head of Euro Ops |
Top US Asset Manager |
| ................................................................................................................................................................. |
| Global Head FX/Treasury Operations |
Global Investor Services Group |
| ................................................................................................................................................................. |
| Head of Structured Product Support/Middle Office |
Leading Investment Bank |
| ................................................................................................................................................................. |
| Head of Asset Servicing/Collateral Management |
Tier One Investment Bank |
| ................................................................................................................................................................. |
| Global Head of Client Services/Client Managers |
Tier One Investment Bank |
| ................................................................................................................................................................. |
| Ops Director, Client Architect/Change Manager |
Premier European Investment Bank |
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| .... Risk Management ............................................................................................................................. |
| European Head of Credit Risk |
European Investment Bank |
| ................................................................................................................................................................. |
| Global Head of Credit Portfolio Management |
US Investment Bank |
| ................................................................................................................................................................. |
| Director, Structured Credit Analytics |
US Investment Bank |
| ................................................................................................................................................................. |
| Global Head of Risk |
Retail Financial Institution |
| ................................................................................................................................................................. |
| European Head of Market Risk Methodology (Quant) |
European Investment Bank |
| ................................................................................................................................................................. |
| Head of Commodity Credit Risk |
Commodity Trading House |
| ................................................................................................................................................................. |
| Head of Corporate Credit Workout |
European Investment Bank |
| ................................................................................................................................................................. |
| Chief Risk Officer |
Hedge Fund |
| ................................................................................................................................................................. |
| Director, Credit Portfolio Analytics |
European Investment Bank |
| ................................................................................................................................................................. |
| Senior Counterparty Credit Methodology (Quant) |
Financial Regulator |
| ................................................................................................................................................................. |
| Deputy Head of Credit VAR Methodology (Quant) |
European Investment Bank |
| ................................................................................................................................................................. |
| Head of Market Risk |
European Investment Bank |
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