Compliance & Risk

Increased focus on effective management of business governance has seen compliance grow in influence throughout the Wealth Management industry.

 

In order to comply with regulatory demands from Brussels and the FCA, the need to hire skilled individuals and teams specialising in Compliance has grown exponentially. Additionally,organisations struggle to find experienced personnel to meet their needs.

 

The Hanover Search Group's experienced Audit and Compliance team has an excellent track record of success.

 

Compliance team manages mid to senior level search projects. Our reach extends to sourcing Compliance Officers (CF10), Senior Compliance Managers and Regulatory Policy experts, in addition to other specialised roles such as CF10a positions. With an extensive network of compliance staff active in the marketplace, our team is well positioned to assist both candidates and clients.

 

OUR EXPERTS

ANDREW BAYLISS

Client Director

As Client Director for Wealth Management Andrew has responsibility for leading our Wealth Management team's client development strategy, overseeing key client relationships and ensuring consistency & excellence in everything the team does.  Andrew also executes senior mandates with support from his research team, he has a passion for Investment Management & Distribution and all things Wealth Management.

HARRY BRIMACOMBE

Harry is a specialist finance search consultant with experience working within the Financial Services and Insurance sectors across EMEA, APAC and the Americas. Harry's role at Hanover Search Group is to develop the Finance & Accounting function within the Insurance, Asset and Wealth Management sectors with a particular focus on mid-to-senior level hires. During his career Harry has successfully placed a number of senior hires across the Insurance and Investment Management markets at Head of Finance, CFO and Finance Director levels both in the UK and internationally.

Recently completed mandates

Compliance Officer (CF10/CF11)
Boutique Investment Manager
Associate Director, Regulatory
Major Investment Manager
Senior Compliance Manager
National Investment Manager
Compliance Manager
Large National Investment Manager
Compliance Associate
Leading Investment Manager
Head of Compliance Operations
Major UK Network