Compliance & Risk

Increased focus on effective management of business governance has seen compliance grow in influence throughout the Wealth Management industry.

 

In order to comply with regulatory demands from Brussels and the FCA, the need to hire skilled individuals and teams specialising in Compliance has grown exponentially. Additionally,organisations struggle to find experienced personnel to meet their needs.

 

The Hanover Search Group's experienced Audit and Compliance team has an excellent track record of success.

 

Compliance team manages mid to senior level search projects. Our reach extends to sourcing Compliance Officers (CF10), Senior Compliance Managers and Regulatory Policy experts, in addition to other specialised roles such as CF10a positions. With an extensive network of compliance staff active in the marketplace, our team is well positioned to assist both candidates and clients.

 

OUR EXPERTS

ANDREW BAYLISS

As Client Director for Wealth Management Andrew has responsibility for leading our Wealth Management team's client development strategy, overseeing key client relationships and ensuring consistency & excellence in everything the team does.  Andrew also executes senior mandates with support from his research team, he has a passion for Investment Management & Distribution and all things Wealth Management.

Jane McKechnie

Jane has over 20 years’ experience recruiting Compliance professionals across a changing regulatory landscape that has moved from PIA, IMRO, SFA, FSA to the current FCA and PRA. She worked for Hanover some years ago, before setting up Mackenzie Scott Compliance Recruitment in 2002. Jane has now re-joined Hanover to grow the compliance division further. She brings a diverse network of contacts across a broad range of sectors including Retail, Commercial and Investment Banking, Asset Management, Wealth Management, Hedge Funds, Intermediaries, Brokerage firms, Insurance and Regulatory Consulting.

Recently completed mandates

Compliance Officer (CF10/CF11)
Boutique Investment Manager
Associate Director, Regulatory
Major Investment Manager
Senior Compliance Manager
National Investment Manager
Compliance Manager
Large National Investment Manager
Compliance Associate
Leading Investment Manager
Head of Compliance Operations
Major UK Network