Compliance & Risk

Increased focus on effective management of business governance has seen compliance grow in influence throughout the Wealth Management industry.

 

In order to comply with regulatory demands from Brussels and the FCA, the need to hire skilled individuals and teams specialising in Compliance has grown exponentially. Additionally,organisations struggle to find experienced personnel to meet their needs.

 

The Hanover Search Group's experienced Audit and Compliance team has an excellent track record of success.

 

Compliance team manages mid to senior level search projects. Our reach extends to sourcing Compliance Officers (CF10), Senior Compliance Managers and Regulatory Policy experts, in addition to other specialised roles such as CF10a positions. With an extensive network of compliance staff active in the marketplace, our team is well positioned to assist both candidates and clients.

 

OUR EXPERTS

ANDREW BAYLISS

As Client Director for Wealth Management Andrew has responsibility for  leading our Wealth Management team's client development strategy, overseeing key client relationships and ensuring consistency & excellence in everything the team does. Andrew also executes senior mandates in Wealth Management with support from Hanover’s research team.  Andrew has worked at Hanover for 13 years and is a member of Hanover’s European Leadership Team.

Jane McKechnie

Jane is our sector market expert for Compliance, assisting clients to build out their compliance and risk functions for more than 20 years. Having recruited in the sector pre and post credit crunch Jane understands the ever changing compliance environment and the shift  towards culture and conduct and the senior managers regime, encompassing FCA and PRA perspective. She was CEO of the boutique search firm Mackenzie Scott for 16 years before joining Hanover Search Group in 2018 to deliver a broader service proposition to clients in the UK and overseas.

Recently completed mandates

Compliance Officer (CF10/CF11)
Boutique Investment Manager
Associate Director, Regulatory
Major Investment Manager
Senior Compliance Manager
National Investment Manager
Compliance Manager
Large National Investment Manager
Compliance Associate
Leading Investment Manager
Head of Compliance Operations
Major UK Network